Avoiding Fee Errors and Regulatory Deficiencies

Designed and led by industry compliance experts, this webinar is a guide to the complexities of fee management and regulatory adherence. You’ll uncover practical advice for navigating the intricate landscape of SEC compliance and fee calculations. This is an essential resource for RIAs seeking to enhance their expertise and ensure compliance in their practices.

• Expert Insights: Learn from Lacy Shram and Lisa Marsden, leaders in financial advisory compliance.
• In-Depth Exploration: Understand the nuances of fee calculation and effective strategies to navigate them.
• SEC Compliance Strategies: Discover proactive solutions for common SEC compliance challenges.